Quarterly report pursuant to Section 13 or 15(d)

WARRANTS (Tables)

v3.20.1
WARRANTS (Tables)
3 Months Ended
Mar. 31, 2020
Warrants and Rights Note Disclosure [Abstract]  
Schedule of warrant activity
A roll-forward of warrant share activity from January 1, 2020 to March 31, 2020 is shown in the following table:
 
Exercise Price
 
Expiration Date
 
Issued and
Outstanding
Warrants as of
January 1, 2020
 
Warrants
Exercised/
Expired
 
Issued and Outstanding Warrants as of March 31, 2020
Consulting Warrants
$0.01
 
6/17/2020
 
6,667

 

 
6,667

Financing Warrants
$3.35
 
6/17/2020
 
62,530

 

 
62,530

Private Placement Warrants - September 2017
$4.85
 
9/28/2020
 
1,966,319

 

 
1,966,319

Placement Agent Warrants
$4.85
 
9/28/2020
 
98,846

 

 
98,846

 
 
 
 
 
2,134,362

 

 
2,134,362


A roll-forward of warrant share activity from January 1, 2019 to March 31, 2019 is shown in the following table:
 
Issued and
Outstanding
Warrants as of
January 1, 2019
 
Warrants
Exercised/
Expired
 
Issued and Outstanding Warrants as of March 31, 2019
Consulting Warrants
6,667

 

 
6,667

Financing Warrants
62,530

 

 
62,530

Underwriting Warrants
310,500

 

 
310,500

Private Placement Warrants - 2016
818,063

 
(140,000
)
(1)
678,063

Underwriting Warrants - Public Offering 2016
122,175

 

 
122,175

Private Placement Warrants - September 2017
1,966,319

 

 
1,966,319

Placement Agent Warrants
98,846

 

 
98,846

 
3,385,100

 
(140,000
)
 
3,245,100


(1) During the three months ended March 31, 2019, there were 140,000 warrants exercised for cash.